Galois Theory

Here's the big idea. A field extension is a hard thing to see: infinitely many elements, and subfields hiding all over the place. But its symmetries (the automorphisms that fix the base field) form a finite group, and for the nice extensions, that group knows everything. Every intermediate field corresponds to a subgroup, degrees become indices, and "Galois over the base" becomes "normal subgroup." Field questions turn into group questions, and group questions you already know how to answer.

Automorphisms That Fix the Base

Let $K/F$ be a field extension. $\operatorname{Aut}(K)$ is the group of all field automorphisms of $K$ (ring isomorphisms $K \to K$), under composition. We care about the ones that leave $F$ alone.

$\operatorname{Aut}(K/F)$, the automorphism group of the extension $K/F$, is the subgroup of $\operatorname{Aut}(K)$ consisting of automorphisms that fix $F$ pointwise: $\sigma(a) = a$ for all $a \in F$.

Same word as on Automorphisms for groups: a structure-preserving bijection from something to itself. Here it preserves $+$ and $\times$.

Two facts make these groups computable. An automorphism is pinned down by what it does to generators, and it can only send a root to another root of the same polynomial.

If $K = F(\alpha_1, \dots, \alpha_m)$, then any $\sigma \in \operatorname{Aut}(K/F)$ is uniquely determined by its values on the generators $\sigma(\alpha_1), \dots, \sigma(\alpha_m)$. Furthermore, if $\alpha \in K$ is algebraic over $F$ with minimal polynomial $f \in F[x]$, then $f(\sigma(\alpha)) = 0$ for all $\sigma \in \operatorname{Aut}(K/F)$.

Proof. If $\sigma, \tau \in \operatorname{Aut}(K/F)$ agree on every $\alpha_i$, the set $\{x \in K : \sigma(x) = \tau(x)\}$ is a subfield of $K$ (closed under $+, -, \times, \div$ because $\sigma, \tau$ are homomorphisms) containing $F$ and every $\alpha_i$, so it is all of $K$. For the second part, write $f = \sum a_i x^i$ with $a_i \in F$. Then $f(\sigma(\alpha)) = \sum a_i \sigma(\alpha)^i = \sum \sigma(a_i)\sigma(\alpha^i) = \sigma(f(\alpha)) = \sigma(0) = 0$. $\blacksquare$

Find $\operatorname{Aut}(\mathbb{C}/\mathbb{R})$ and $\operatorname{Aut}(\mathbb{Q}(\sqrt[3]2)/\mathbb{Q})$.


$\mathbb{C} = \mathbb{R}(i)$, and $\sigma(i)$ must be a root of $x^2 + 1$: $\pm i$. Both work (the identity and complex conjugation), so $\operatorname{Aut}(\mathbb{C}/\mathbb{R}) = \{\operatorname{id}, z \mapsto \bar z\} \cong C_2$.

$\sigma(\sqrt[3]2)$ must be a root of $x^3 - 2$ that lies in $\mathbb{Q}(\sqrt[3]2) \subseteq \mathbb{R}$. The only real root is $\sqrt[3]2$ itself. So $\sigma = \operatorname{id}$, and the group is trivial, even though the degree is $3$.

So an automorphism group can be smaller than the degree. It can never be bigger.

If $K/F$ is a finite separable extension, then $|\operatorname{Aut}(K/F)| \le [K:F]$.

(For a simple extension $K = F(\alpha)$ of degree $n$, this is just the theorem above: $\sigma$ is determined by $\sigma(\alpha)$, which is one of the at most $n$ roots of $f_\alpha$ in $K$. The general case reduces to this one.)

Count some automorphisms yourself. Choose where the generators go; the widget follows every root to where it lands, as a permutation.

Shuffle the Roots

Galois Extensions

The extensions where the bound is reached are the ones with "enough symmetry."

A finite extension $K/F$ is called Galois if $|\operatorname{Aut}(K/F)| = [K:F]$.

If $K/F$ is Galois, $\operatorname{Aut}(K/F)$ is denoted $\operatorname{Gal}(K/F)$ and called the Galois group of the extension.

So $\mathbb{C}/\mathbb{R}$ is Galois ($2 = 2$) and $\mathbb{Q}(\sqrt[3]2)/\mathbb{Q}$ isn't ($1 < 3$). The difference: $\mathbb{C}$ contains both roots of $x^2 + 1$, while $\mathbb{Q}(\sqrt[3]2)$ is missing two of the three roots of $x^3 - 2$, so automorphisms have nowhere to send $\sqrt[3]2$. That's the whole story:

A finite separable extension $K/F$ is Galois if and only if $K$ is the splitting field of some polynomial $f \in F[x]$.

The proof of uniqueness of splitting fields on Splitting Fields & Algebraic Closures built isomorphisms one root at a time, with a free choice of target root at each step. When the target field is $K$ itself, those choices are the automorphisms, and there are exactly $[K:F]$ of them.

"Galois" is a property of the extension, not of the top field. $\mathbb{Q}(\sqrt[3]2, \zeta_3)$ is Galois over $\mathbb{Q}$ (it's a splitting field), and it's Galois over $\mathbb{Q}(\sqrt[3]2)$ too (it splits $x^2 + \sqrt[3]2 x + \sqrt[3]4$ there). But $\mathbb{Q}(\sqrt[3]2)$ is not Galois over $\mathbb{Q}$. A tower of Galois extensions need not be Galois.

The Fundamental Theorem

From subgroups back to fields: every group of automorphisms fixes something.

For any subgroup $H \le \operatorname{Aut}(K)$, the fixed field of $H$ is

$$K_H = \{ \alpha \in K : \sigma(\alpha) = \alpha \text{ for all } \sigma \in H \}.$$

($K_H$ is a field because the elements where $\sigma$ agrees with the identity form a subfield, and intersecting over $\sigma \in H$ keeps it one.) Bigger groups fix less, so $H_1 \le H_2$ gives $K_{H_1} \supseteq K_{H_2}$. That order-reversal is the heart of the theorem.

Suppose $K/F$ is a Galois extension with Galois group $G = \operatorname{Gal}(K/F)$. Then:

  1. There is a bijection between subgroups $H \le G$ and intermediate fields $E$ (where $F \subseteq E \subseteq K$), given by $H \mapsto K_H$. Furthermore, $[K:K_H] = |H|$ and $[K_H:F] = [G:H]$. The lattice of intermediate fields corresponds to the "upside-down" lattice of subgroups of $G$.
  2. For any $H \le G$, the extension $K/K_H$ is Galois with $\operatorname{Gal}(K/K_H) \cong H$.
  3. $K_H/F$ is Galois if and only if $H \trianglelefteq G$ (is a normal subgroup). If it is Galois, then $\operatorname{Gal}(K_H/F) \cong G/H$.

Part 3 is why normal subgroups and quotient groups exist, historically: Galois invented the idea of a normal subgroup to describe exactly this.

Click any subgroup on the left (drawn upside down, with $\{1\}$ on top) or any field on the right. Its partner lights up, along with the degrees and whether the bottom piece is Galois.

The Galois Correspondence

Use the Fundamental Theorem to find every intermediate field of $\mathbb{Q}(\sqrt2, \sqrt3)/\mathbb{Q}$.


$K = \mathbb{Q}(\sqrt2, \sqrt3)$ is the splitting field of $(x^2 - 2)(x^2 - 3)$, so it's Galois of degree $4$. An automorphism sends $\sqrt2 \mapsto \pm\sqrt2$ and $\sqrt3 \mapsto \pm\sqrt3$; that's $4$ choices, so all of them occur: $G = \{1, \sigma, \tau, \sigma\tau\}$ with $\sigma$ flipping $\sqrt2$ and $\tau$ flipping $\sqrt3$. Every element has order $\le 2$, so $G \cong V_4$.

$V_4$ has exactly three subgroups of order $2$, so $K$ has exactly three intermediate fields of degree $2$: $\langle\sigma\rangle$ fixes $\sqrt3$, $\langle\tau\rangle$ fixes $\sqrt2$, and $\langle\sigma\tau\rangle$ fixes $\sqrt2\sqrt3 = \sqrt6$. So the intermediate fields are $\mathbb{Q}$, $\mathbb{Q}(\sqrt2)$, $\mathbb{Q}(\sqrt3)$, $\mathbb{Q}(\sqrt6)$, $K$, and there are no others. (Try proving "no others" without Galois theory. It's not fun.)

The correspondence flips sizes. A small subgroup has a big fixed field: $|H| = [K:K_H]$ measures how far $K_H$ is from the top, not from the bottom. If you match "order 2 subgroup" with "degree 2 field over $F$," you've matched upside down; an order-$2$ subgroup of a group of order $8$ fixes a field of degree $4$ over $F$.

Évariste Galois worked this out as a teenager and wrote the last of it down the night before a duel, at twenty. He lost the duel. The math is fine.

Examples of Galois Groups

Five classic computations, each using the same moves: find the degree, list where generators can go, recognize the group.

Find $\operatorname{Gal}(\mathbb{Q}(\zeta_5)/\mathbb{Q})$.


The minimal polynomial is $\Phi_5(x) = x^4 + x^3 + x^2 + x + 1$, so the degree is $4$. Its roots are $\zeta_5, \zeta_5^2, \zeta_5^3, \zeta_5^4$, all in $\mathbb{Q}(\zeta_5)$, so $\mathbb{Q}(\zeta_5)$ is the splitting field of $\Phi_5$: Galois. The Galois group has order $4$, and automorphisms are determined by $\sigma_a(\zeta_5) = \zeta_5^a$ for $a \in \{1, 2, 3, 4\}$.

$\sigma_2$ has order $4$: $\sigma_2^k(\zeta_5) = \zeta_5^{2^k}$, and $2^k \bmod 5$ runs $2, 4, 3, 1$. So this group is cyclic, $\operatorname{Gal}(\mathbb{Q}(\zeta_5)/\mathbb{Q}) \cong C_4$, with one intermediate field (fixed by $\langle \sigma_4 \rangle$, i.e. by complex conjugation): $\mathbb{Q}(\zeta_5 + \zeta_5^{-1}) = \mathbb{Q}(\sqrt5)$.

Cyclotomic fields give Abelian Galois groups. Splitting fields of $x^n - 2$ don't:

Find the Galois group of the splitting field of $x^3 - 2$ over $\mathbb{Q}$.


The roots are $\sqrt[3]{2}, \sqrt[3]{2}\zeta_3, \sqrt[3]{2}\zeta_3^2$. The splitting field is $K = \mathbb{Q}(\sqrt[3]{2}, \zeta_3)$, and $[K:\mathbb{Q}] = 6$ (Algebraic Extensions). So $\operatorname{Gal}(K/\mathbb{Q})$ has order $6$.

Every automorphism permutes the $3$ roots, and is determined by what it does to them (they generate $K$), so $G \hookrightarrow S_3$. Since $|G| = 6 = |S_3|$, we have $\operatorname{Gal}(K/\mathbb{Q}) \cong S_3$.

One degree higher, the group becomes the symmetry group of a square.

Find the Galois group of the splitting field of $x^4 - 2$ over $\mathbb{Q}$.


The roots are $\pm \sqrt[4]{2}, \pm i\sqrt[4]{2}$. The splitting field is $K = \mathbb{Q}(\sqrt[4]{2}, i)$ with $[K:\mathbb{Q}] = 8$ (an exercise on Splitting Fields). Any $\sigma \in \operatorname{Gal}(K/\mathbb{Q})$ is determined by $\sigma(\sqrt[4]{2}) \in \{\pm\sqrt[4]{2}, \pm i\sqrt[4]{2}\}$ and $\sigma(i) \in \{\pm i\}$. That's at most $4 \cdot 2 = 8$ choices, and $|G| = 8$, so every choice is an automorphism.

Let $r$ send $\sqrt[4]2 \mapsto i\sqrt[4]2$ and fix $i$, and let $s$ be complex conjugation. On the roots, listed in order around the circle $\sqrt[4]2, i\sqrt[4]2, -\sqrt[4]2, -i\sqrt[4]2$, $r$ is a $4$-cycle (rotation) and $s$ swaps the second and fourth (a reflection). They generate the $8$ automorphisms, with $r^4 = s^2 = 1$ and $srs = r^{-1}$: $\operatorname{Gal}(K/\mathbb{Q}) \cong D_4$, the symmetries of a square whose corners are the four roots.

Examples 2 and 3 found their groups by counting choices for generators. For a quintic that's hopeless, so instead we trap the group between two facts: one from the degree, one from the real roots.

Find the Galois group $G$ of the splitting field $K$ of $f(x) = x^5 - 4x + 2$ over $\mathbb{Q}$.


By Eisenstein's criterion ($p = 2$), $f$ is irreducible. So a root $\alpha$ has $[\mathbb{Q}(\alpha):\mathbb{Q}] = 5$, and the Tower Law says $5$ divides $[K:\mathbb{Q}] = |G|$. By Cauchy's theorem, $G$ contains an element of order $5$; acting on the $5$ roots, it's a $5$-cycle.

Calculus shows $f$ has exactly $3$ real roots (graph below: $f' = 5x^4 - 4$ has only two real zeros, so $f$ turns around only twice, and the signs $f(-2) < 0 < f(-1)$, $f(1) < 0 < f(2)$, $f(0) > 0$ give three crossings), so the other $2$ are non-real complex conjugates. Complex conjugation restricted to $K$ fixes the $3$ real roots and swaps the $2$ non-real ones: a transposition.

Any subgroup of $S_5$ containing a $5$-cycle and a transposition must be $S_5$ (true for $S_p$, $p$ prime). Hence $G \cong S_5$.

Finally, finite fields, where the Galois group is as simple as it could possibly be.

Find $\operatorname{Gal}(\mathbb{F}_{p^n}/\mathbb{F}_p)$.


Let $K = \mathbb{F}_{p^n}$ and $F = \mathbb{F}_p$. $K/F$ is the splitting field of $x^{p^n} - x$ (Finite Fields), so it is Galois with $[K:F] = n$. The Frobenius automorphism $\sigma(\alpha) = \alpha^p$ fixes $F$ (Fermat: $a^p = a$ in $\mathbb{F}_p$).

If $\sigma^k = \operatorname{id}$, then every $\alpha \in K$ is a root of $x^{p^k} - x$, which has at most $p^k$ roots, so $p^n \le p^k$, i.e. $k \ge n$. So $\sigma$ has order $n = |G|$, and the Galois group is cyclic of order $n$, generated by Frobenius: $\operatorname{Gal}(\mathbb{F}_{p^n}/\mathbb{F}_p) \cong C_n$.

Example 4 is the famous one. $S_5$ is not a solvable group, and Solvability by Radicals turns that into: the roots of $x^5 - 4x + 2$ cannot be written with $+, -, \times, \div$, and $n$-th roots.

Exercises

Read the subgroup lattice, read off the fields.

Let $K$ be the splitting field of $x^3 - 2$ over $\mathbb{Q}$, with $G = \operatorname{Gal}(K/\mathbb{Q}) \cong S_3$. Which intermediate fields are Galois over $\mathbb{Q}$?

Show answer

The subgroups of $S_3$ are $\{1\}$, three subgroups of order $2$, $A_3$, and $S_3$. The normal ones are $\{1\}$, $A_3$, $S_3$, so the Galois intermediate fields are $K$, $K_{A_3}$, and $\mathbb{Q}$.

$[K_{A_3}:\mathbb{Q}] = [S_3:A_3] = 2$, and $\zeta_3$ is fixed by the $3$-cycles (they send $\sqrt[3]2 \mapsto \zeta_3\sqrt[3]2$ while fixing $\zeta_3$), so $K_{A_3} = \mathbb{Q}(\zeta_3)$: the splitting field of $x^2 + x + 1$. The three fields of degree $3$, $\mathbb{Q}(\sqrt[3]2)$, $\mathbb{Q}(\zeta_3\sqrt[3]2)$, $\mathbb{Q}(\zeta_3^2\sqrt[3]2)$, correspond to the non-normal order-$2$ subgroups, and none is Galois.

Show that $\operatorname{Gal}(\mathbb{Q}(\zeta_7)/\mathbb{Q})$ is cyclic of order $6$, and find the degrees of its intermediate fields. How many are there?

Show answer

$\mathbb{Q}(\zeta_7)$ is the splitting field of $\Phi_7$, of degree $\varphi(7) = 6$. The automorphisms are $\sigma_a\colon \zeta_7 \mapsto \zeta_7^a$, $a = 1, \dots, 6$. Powers of $3$ mod $7$ are $3, 2, 6, 4, 5, 1$, so $\sigma_3$ has order $6$ and the group is $C_6$.

$C_6$ has one subgroup of each order $1, 2, 3, 6$, so there are exactly $4$ intermediate fields, of degrees $6, 3, 2, 1$ over $\mathbb{Q}$. (The cubic one is $\mathbb{Q}(\zeta_7 + \zeta_7^{-1}) = \mathbb{Q}(\cos\frac{2\pi}{7})$, fixed by conjugation $\sigma_6$; the quadratic one is $\mathbb{Q}(\sqrt{-7})$.) All are Galois over $\mathbb{Q}$, since every subgroup of an Abelian group is normal.

Let $K = \mathbb{Q}(\sqrt[4]2, i)$ with $G \cong D_4$ as in Example 3. Find the fixed field of $\langle r \rangle$ and of $\langle s \rangle$. Which is Galois over $\mathbb{Q}$?

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$r$ fixes $i$, and $|\langle r\rangle| = 4$, so its fixed field has degree $[G:\langle r\rangle] = 2$ over $\mathbb{Q}$ and contains $\mathbb{Q}(i)$, which already has degree $2$: $K_{\langle r\rangle} = \mathbb{Q}(i)$. Since $\langle r \rangle$ has index $2$, it's normal, and $\mathbb{Q}(i)/\mathbb{Q}$ is Galois (it splits $x^2 + 1$).

$s$ (complex conjugation) fixes the real number $\sqrt[4]2$; $|\langle s\rangle| = 2$, so the fixed field has degree $4$ over $\mathbb{Q}$, and it contains $\mathbb{Q}(\sqrt[4]2)$ of degree $4$: $K_{\langle s\rangle} = \mathbb{Q}(\sqrt[4]2)$. $\langle s \rangle$ is not normal ($rsr^{-1} = r^2s \neq s$), and indeed $\mathbb{Q}(\sqrt[4]2)$ contains only two of the four roots of $x^4 - 2$, so it isn't Galois.

Spicy Bonus

Example 1 was no accident. Every cyclotomic field has the same kind of Galois group.

🌶️ SPICY BONUS 🌶️

Prove that $\operatorname{Gal}(\mathbb{Q}(\zeta_n)/\mathbb{Q}) \cong (\mathbb{Z}/n\mathbb{Z})^\times$ for every $n \ge 1$. In particular it is Abelian.

Show proof

Proof. Let $\zeta = \zeta_n$ and $K = \mathbb{Q}(\zeta)$. Every $n$-th root of unity is a power of $\zeta$, so $K$ is the splitting field of $x^n - 1$: Galois, with $|G| = [K:\mathbb{Q}] = \varphi(n)$ (Cyclotomic Polynomials).

Each $\sigma \in G$ sends $\zeta$ to a root of its minimal polynomial $\Phi_n$, i.e. $\sigma(\zeta) = \zeta^{a}$ for a unique $a \in (\mathbb{Z}/n\mathbb{Z})^\times$. Define $\theta\colon G \to (\mathbb{Z}/n\mathbb{Z})^\times$, $\sigma \mapsto a$.

  • Homomorphism: if $\sigma(\zeta) = \zeta^a$ and $\tau(\zeta) = \zeta^b$, then $\sigma\tau(\zeta) = \sigma(\zeta^b) = \sigma(\zeta)^b = \zeta^{ab}$.
  • Injective: $\sigma$ is determined by $\sigma(\zeta)$, since $\zeta$ generates $K$.
  • Onto: both groups have order $\varphi(n)$.

So $\theta$ is an isomorphism. $\blacksquare$